<?xml version="1.0" encoding="ISO-8859-1"?> <?xml version="1.0" encoding="UTF-8" standalone="yes"?> <heldOrderRoutingPublicReport> <version>1.2</version> <bd>USCA SECURITIES LLC</bd> <year>2020</year> <qtr>02</qtr> <timestamp>2020-07-31T15:35:16Z</timestamp> <rMonthly> <year>2020</year> <mon>04</mon> <rSP500> <ndoPct>100.00</ndoPct> <ndoMarketPct>87.82</ndoMarketPct> <ndoMarketableLimitPct>0.60</ndoMarketableLimitPct> <ndoNonmarketableLimitPct>10.90</ndoNonmarketableLimitPct> <ndoOtherPct>0.68</ndoOtherPct> <rVenues> <rVenue> <name>Citadel Securities LLC</name> <mic>CDRG</mic> <orderPct>33.81</orderPct> <marketPct>36.67</marketPct> <marketableLimitPct>33.33</marketableLimitPct> <nonMarketableLimitPct>11.83</nonMarketableLimitPct> <otherPct>44.44</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>National Financial Services LLC</name> <mic>XSTM</mic> <orderPct>33.71</orderPct> <marketPct>38.29</marketPct> <marketableLimitPct>40.00</marketableLimitPct> <nonMarketableLimitPct>0.00</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>VIRTU Americas LLC</name> <mic>NITE</mic> <orderPct>11.57</orderPct> <marketPct>12.49</marketPct> <marketableLimitPct>3.33</marketableLimitPct> <nonMarketableLimitPct>3.87</nonMarketableLimitPct> <otherPct>44.44</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>G1 Execution Services, LLC</name> <mic>ETMM</mic> <orderPct>5.92</orderPct> <marketPct>6.42</marketPct> <marketableLimitPct>0.00</marketableLimitPct> <nonMarketableLimitPct>2.80</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>New York Stock Exchange</name> <mic>NYSE</mic> <orderPct>5.20</orderPct> <marketPct>0.00</marketPct> <marketableLimitPct>6.67</marketableLimitPct> <nonMarketableLimitPct>44.52</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>NASDAQ Execution Services, LLC</name> <mic>NSDQ</mic> <orderPct>2.04</orderPct> <marketPct>0.00</marketPct> <marketableLimitPct>0.00</marketableLimitPct> <nonMarketableLimitPct>17.63</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>UBS Securities, LLC</name> <mic>UBSS</mic> <orderPct>1.84</orderPct> <marketPct>1.94</marketPct> <marketableLimitPct>3.33</marketableLimitPct> <nonMarketableLimitPct>0.86</nonMarketableLimitPct> <otherPct>5.56</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Two Sigma Securities, LLC</name> <mic>SOHO</mic> <orderPct>1.69</orderPct> <marketPct>1.80</marketPct> <marketableLimitPct>3.33</marketableLimitPct> <nonMarketableLimitPct>0.65</nonMarketableLimitPct> <otherPct>5.56</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>JANE STREET CAPITAL, LLC</name> <mic>JNST</mic> <orderPct>1.59</orderPct> <marketPct>1.82</marketPct> <marketableLimitPct>0.00</marketableLimitPct> <nonMarketableLimitPct>0.00</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Cboe EDGX US Equities Exchange</name> <mic>EDGX</mic> <orderPct>1.44</orderPct> <marketPct>0.00</marketPct> <marketableLimitPct>0.00</marketableLimitPct> <nonMarketableLimitPct>12.47</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> </rVenues> </rSP500> <rOtherStocks> <ndoPct>100.00</ndoPct> <ndoMarketPct>93.53</ndoMarketPct> <ndoMarketableLimitPct>1.53</ndoMarketableLimitPct> <ndoNonmarketableLimitPct>4.72</ndoNonmarketableLimitPct> <ndoOtherPct>0.22</ndoOtherPct> <rVenues> <rVenue> <name>National Financial Services LLC</name> <mic>XSTM</mic> <orderPct>38.64</orderPct> <marketPct>40.46</marketPct> <marketableLimitPct>45.88</marketableLimitPct> <nonMarketableLimitPct>0.00</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Citadel Securities LLC</name> <mic>CDRG</mic> <orderPct>33.66</orderPct> <marketPct>35.04</marketPct> <marketableLimitPct>24.71</marketableLimitPct> <nonMarketableLimitPct>8.66</nonMarketableLimitPct> <otherPct>56.25</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>VIRTU Americas LLC</name> <mic>NITE</mic> <orderPct>10.94</orderPct> <marketPct>11.41</marketPct> <marketableLimitPct>9.41</marketableLimitPct> <nonMarketableLimitPct>2.36</nonMarketableLimitPct> <otherPct>6.25</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>G1 Execution Services, LLC</name> <mic>ETMM</mic> <orderPct>6.23</orderPct> <marketPct>6.44</marketPct> <marketableLimitPct>6.47</marketableLimitPct> <nonMarketableLimitPct>2.10</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Two Sigma Securities, LLC</name> <mic>SOHO</mic> <orderPct>1.93</orderPct> <marketPct>1.98</marketPct> <marketableLimitPct>1.18</marketableLimitPct> <nonMarketableLimitPct>1.31</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>JANE STREET CAPITAL, LLC</name> <mic>JNST</mic> <orderPct>1.80</orderPct> <marketPct>1.90</marketPct> <marketableLimitPct>1.18</marketableLimitPct> <nonMarketableLimitPct>0.00</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>UBS Securities, LLC</name> <mic>UBSS</mic> <orderPct>1.68</orderPct> <marketPct>1.76</marketPct> <marketableLimitPct>1.18</marketableLimitPct> <nonMarketableLimitPct>0.00</nonMarketableLimitPct> <otherPct>6.25</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Cboe EDGX US Equities Exchange</name> <mic>EDGX</mic> <orderPct>1.42</orderPct> <marketPct>0.00</marketPct> <marketableLimitPct>0.00</marketableLimitPct> <nonMarketableLimitPct>30.97</nonMarketableLimitPct> 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<nonMarketableLimitPct>0.00</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>NASDAQ Execution Services, LLC</name> <mic>NSDQ</mic> <orderPct>1.05</orderPct> <marketPct>0.00</marketPct> 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<netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> </rVenues> </rSP500> <rOtherStocks> <ndoPct>100.00</ndoPct> <ndoMarketPct>92.39</ndoMarketPct> <ndoMarketableLimitPct>1.67</ndoMarketableLimitPct> <ndoNonmarketableLimitPct>4.91</ndoNonmarketableLimitPct> <ndoOtherPct>1.02</ndoOtherPct> <rVenues> <rVenue> <name>National Financial Services LLC</name> <mic>XSTM</mic> <orderPct>37.62</orderPct> <marketPct>39.43</marketPct> <marketableLimitPct>46.32</marketableLimitPct> <nonMarketableLimitPct>0.00</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Citadel Securities LLC</name> <mic>CDRG</mic> <orderPct>32.02</orderPct> <marketPct>32.86</marketPct> <marketableLimitPct>28.42</marketableLimitPct> <nonMarketableLimitPct>9.95</nonMarketableLimitPct> <otherPct>71.43</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>VIRTU Americas LLC</name> <mic>NITE</mic> <orderPct>15.07</orderPct> <marketPct>15.64</marketPct> <marketableLimitPct>11.58</marketableLimitPct> <nonMarketableLimitPct>3.14</nonMarketableLimitPct> <otherPct>25.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>G1 Execution Services, LLC</name> <mic>ETMM</mic> <orderPct>4.24</orderPct> <marketPct>4.42</marketPct> <marketableLimitPct>3.16</marketableLimitPct> <nonMarketableLimitPct>1.57</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Two Sigma Securities, LLC</name> <mic>SOHO</mic> <orderPct>2.31</orderPct> <marketPct>2.44</marketPct> <marketableLimitPct>2.11</marketableLimitPct> <nonMarketableLimitPct>0.00</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>JANE STREET CAPITAL, LLC</name> <mic>JNST</mic> <orderPct>1.88</orderPct> <marketPct>1.98</marketPct> <marketableLimitPct>0.00</marketableLimitPct> <nonMarketableLimitPct>1.05</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>UBS Securities, LLC</name> <mic>UBSS</mic> <orderPct>1.66</orderPct> <marketPct>1.73</marketPct> <marketableLimitPct>1.05</marketableLimitPct> <nonMarketableLimitPct>0.00</nonMarketableLimitPct> <otherPct>3.57</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Instinet BlockCross</name> <mic>SSBS</mic> <orderPct>1.47</orderPct> <marketPct>1.47</marketPct> <marketableLimitPct>5.26</marketableLimitPct> <nonMarketableLimitPct>0.00</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Cboe EDGX US Equities Exchange</name> <mic>EDGX</mic> <orderPct>1.34</orderPct> <marketPct>0.00</marketPct> <marketableLimitPct>0.00</marketableLimitPct> <nonMarketableLimitPct>30.89</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>New York Stock Exchange</name> <mic>NYSE</mic> <orderPct>1.32</orderPct> <marketPct>0.00</marketPct> <marketableLimitPct>2.11</marketableLimitPct> <nonMarketableLimitPct>29.32</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> </rVenues> </rOtherStocks> <rOptions> <ndoPct>100.00</ndoPct> <ndoMarketPct>67.76</ndoMarketPct> <ndoMarketableLimitPct>5.30</ndoMarketableLimitPct> <ndoNonmarketableLimitPct>26.32</ndoNonmarketableLimitPct> <ndoOtherPct>0.62</ndoOtherPct> <rVenues> <rVenue> <name>Citadel Securities LLC</name> <mic>CDRG</mic> <orderPct>34.21</orderPct> <marketPct>39.20</marketPct> <marketableLimitPct>14.29</marketableLimitPct> <nonMarketableLimitPct>25.87</nonMarketableLimitPct> <otherPct>25.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> 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<netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Citigroup Global Markets, Inc.</name> <mic>KEXP</mic> <orderPct>19.20</orderPct> <marketPct>4.83</marketPct> <marketableLimitPct>65.71</marketableLimitPct> <nonMarketableLimitPct>44.77</nonMarketableLimitPct> <otherPct>75.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Dash Financial Technologies LLC</name> <mic>DASH</mic> <orderPct>6.97</orderPct> <marketPct>6.67</marketPct> <marketableLimitPct>2.86</marketableLimitPct> <nonMarketableLimitPct>8.72</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Wolverine Execution Services LLC</name> <mic>WEXX</mic> <orderPct>5.80</orderPct> <marketPct>2.64</marketPct> <marketableLimitPct>1.43</marketableLimitPct> <nonMarketableLimitPct>14.83</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Morgan Stanley & Company LLC</name> <mic>MSCO</mic> <orderPct>4.95</orderPct> <marketPct>5.63</marketPct> <marketableLimitPct>1.43</marketableLimitPct> <nonMarketableLimitPct>4.07</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>Interactive Brokers LLC</name> <mic>IBKR</mic> <orderPct>0.08</orderPct> <marketPct>0.00</marketPct> <marketableLimitPct>1.43</marketableLimitPct> <nonMarketableLimitPct>0.00</nonMarketableLimitPct> <otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> </rVenues> </rOptions> </rMonthly> <rMonthly> <year>2020</year> <mon>06</mon> <rSP500> <ndoPct>100.00</ndoPct> <ndoMarketPct>95.87</ndoMarketPct> 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<otherPct>0.00</otherPct> <netPmtPaidRecvMarketOrdersUsd>0</netPmtPaidRecvMarketOrdersUsd> <netPmtPaidRecvMarketOrdersCph>0.0000</netPmtPaidRecvMarketOrdersCph> <netPmtPaidRecvMarketableLimitOrdersUsd>0</netPmtPaidRecvMarketableLimitOrdersUsd> <netPmtPaidRecvMarketableLimitOrdersCph>0.0000</netPmtPaidRecvMarketableLimitOrdersCph> <netPmtPaidRecvNonMarketableLimitOrdersUsd>0</netPmtPaidRecvNonMarketableLimitOrdersUsd> <netPmtPaidRecvNonMarketableLimitOrdersCph>0.0000</netPmtPaidRecvNonMarketableLimitOrdersCph> <netPmtPaidRecvOtherOrdersUsd>0</netPmtPaidRecvOtherOrdersUsd> <netPmtPaidRecvOtherOrdersCph>0.0000</netPmtPaidRecvOtherOrdersCph> <materialAspects>[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]</materialAspects> </rVenue> <rVenue> <name>UBS Securities, LLC</name> <mic>UBSS</mic> <orderPct>1.16</orderPct> <marketPct>1.18</marketPct> <marketableLimitPct>1.54</marketableLimitPct> 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