1.2 USCA SECURITIES LLC 2021 03 2021-10-14T09:05:59Z 2021 07 100.00 98.64 0.29 1.06 0.00 National Financial Services LLC XSTM 34.72 0.00 0.00 0.00 99.10 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Citadel Securities LLC CDRG 31.93 50.34 50.00 4.65 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] VIRTU Americas, LLC NITE 17.34 27.35 25.00 2.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] JANE STREET CAPITAL, LLC JNST 8.47 13.30 0.00 4.65 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Two Sigma Securities, LLC SOHO 2.35 3.67 25.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] G1 Execution Services, LLC ETMM 2.00 3.17 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] UBS Securities, LLC UBSS 1.41 2.18 0.00 2.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] NASDAQ Execution Services, LLC NSDQ 0.59 0.00 0.00 34.88 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] New York Stock Exchange NYSE 0.55 0.00 0.00 32.56 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Instinet BlockCross BLKX 0.31 0.00 0.00 0.00 0.90 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 88.93 3.20 7.87 0.00 National Financial Services LLC XSTM 35.79 0.00 0.00 0.00 96.19 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Citadel Securities LLC CDRG 28.21 50.67 46.24 5.60 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] VIRTU Americas, LLC NITE 16.23 27.89 32.26 10.40 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] JANE STREET CAPITAL, LLC JNST 7.77 14.02 11.83 1.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] NASDAQ Execution Services, LLC NSDQ 2.42 0.00 0.00 30.93 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Cboe EDGX US Equities Exchange EDGX 2.23 0.00 0.00 28.53 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Two Sigma Securities, LLC SOHO 1.75 2.83 4.30 2.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] G1 Execution Services, LLC ETMM 1.69 2.71 4.30 2.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Instinet BlockCross BLKX 1.42 0.00 0.00 0.00 3.81 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] UBS Securities, LLC UBSS 1.02 1.85 1.08 0.27 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 84.88 2.25 12.26 0.61 Citadel Securities LLC CDRG 46.61 47.41 27.27 46.88 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Susquehanna Capital Group SUSQ 33.23 37.30 68.18 2.34 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Dash Financial Technologies LLC DASH 9.52 8.66 0.00 17.19 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Wolverine Execution Services LLC WEXX 5.17 1.56 0.00 29.69 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Morgan Stanley & Company LLC MSCO 4.86 5.05 4.55 3.91 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Interactive Brokers LLC IBKR 0.61 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 2021 08 100.00 88.97 6.13 4.72 0.18 Citadel Securities LLC CDRG 29.14 49.30 41.61 1.54 0.24 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] National Financial Services LLC XSTM 23.76 0.00 0.00 0.00 97.19 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] VIRTU Americas, LLC NITE 16.07 26.65 34.16 0.59 0.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] NASDAQ Execution Services, LLC NSDQ 14.58 0.00 1.24 87.69 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] JANE STREET CAPITAL, LLC JNST 9.77 16.53 14.29 0.59 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Two Sigma Securities, LLC SOHO 2.08 3.45 3.73 0.24 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] G1 Execution Services, LLC ETMM 1.55 2.60 2.48 0.12 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] New York Stock Exchange NYSE 1.35 0.00 0.00 8.17 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] UBS Securities, LLC UBSS 0.94 1.48 2.48 0.00 0.16 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Instinet BlockCross BLKX 0.57 0.00 0.00 0.00 2.33 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 95.26 1.15 3.43 0.16 National Financial Services LLC XSTM 37.56 0.00 0.00 0.00 95.26 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Citadel Securities LLC CDRG 27.96 51.47 40.74 3.04 0.07 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] VIRTU Americas, LLC NITE 14.63 26.89 27.78 0.61 0.13 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] JANE STREET CAPITAL, LLC JNST 8.25 15.17 14.81 0.81 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Instinet BlockCross BLKX 1.78 0.00 0.00 0.00 4.51 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] NYSE Arca ARCA 1.75 0.00 1.85 26.57 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] NASDAQ Execution Services, LLC NSDQ 1.67 0.00 0.00 25.56 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Two Sigma Securities, LLC SOHO 1.60 2.94 3.70 0.20 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Cboe EDGX US Equities Exchange EDGX 1.35 0.00 1.85 20.49 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] G1 Execution Services, LLC ETMM 1.29 2.29 5.56 0.41 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 82.74 4.78 12.38 0.11 Citadel Securities LLC CDRG 46.28 44.23 56.52 54.96 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Susquehanna Capital Group SUSQ 36.70 41.99 34.78 6.87 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Dash Financial Technologies LLC DASH 6.91 7.22 4.35 6.11 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Wolverine Execution Services LLC WEXX 5.64 1.71 0.00 30.53 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Morgan Stanley & Company LLC MSCO 4.26 4.86 2.17 1.53 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Interactive Brokers LLC IBKR 0.21 0.00 2.17 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 2021 09 100.00 94.33 2.64 2.64 0.38 Citadel Securities LLC CDRG 29.46 48.74 42.65 0.69 0.29 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] National Financial Services LLC XSTM 25.21 0.00 0.00 0.00 98.56 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] VIRTU Americas, LLC NITE 17.49 28.66 29.41 0.35 0.58 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] New York Stock Exchange NYSE 11.75 0.00 0.00 83.16 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] JANE STREET CAPITAL, LLC JNST 9.86 16.07 25.00 0.17 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] G1 Execution Services, LLC ETMM 1.89 3.05 2.94 0.35 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Two Sigma Securities, LLC SOHO 1.62 2.76 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] NASDAQ Execution Services, LLC NSDQ 1.35 0.00 0.00 9.55 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Cboe EDGX US Equities Exchange EDGX 0.81 0.00 0.00 5.73 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] UBS Securities, LLC UBSS 0.44 0.71 0.00 0.00 0.10 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 84.00 5.21 10.36 0.43 National Financial Services LLC XSTM 32.72 0.00 0.00 0.00 95.03 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Citadel Securities LLC CDRG 27.84 51.41 43.09 9.50 0.10 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] VIRTU Americas, LLC NITE 15.41 27.93 28.73 4.62 0.60 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] JANE STREET CAPITAL, LLC JNST 7.92 14.16 20.44 2.57 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] New York Stock Exchange NYSE 3.67 0.00 0.00 27.21 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] NASDAQ Execution Services, LLC NSDQ 3.08 0.00 0.00 22.85 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Cboe EDGX US Equities Exchange EDGX 2.85 0.00 0.00 21.18 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Two Sigma Securities, LLC SOHO 1.54 2.65 3.31 1.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Instinet BlockCross BLKX 1.45 0.00 0.00 0.00 4.22 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] G1 Execution Services, LLC ETMM 1.42 2.65 1.66 0.51 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 83.77 1.12 15.11 0.00 Citadel Securities LLC CDRG 45.73 47.99 33.33 37.71 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Susquehanna Capital Group SUSQ 30.64 35.62 44.44 10.86 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Wolverine Execution Services LLC WEXX 8.65 2.83 11.11 30.86 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Dash Financial Technologies LLC DASH 7.60 6.56 0.00 12.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] Morgan Stanley & Company LLC MSCO 7.37 7.00 11.11 8.57 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]